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Judge Refuses to Accept Plea Without Company Representative Present

June 21, 2016 by Robert Connolly

On June 10, 2016 Judge William Orrick III refused to accept a guilty plea from Trod Ltd, a British company d/b/a Buy 4 Less.  The company did not have a representative at the change of plea hearing but had authorized the company attorney to enter the plea of guilty.  Judge Orrick rescheduled  the hearing for July 7th.  Trod had previously pleaded not guilty but the company had agreed to plead at this hearing to fixing prices for online sales of posters in Amazon’s Marketplace.

This reminded me of a change of plea I was involved in many years ago.  Some judges will accept the plea if the corporate attorney has the proper authorization from the company’s Board of Directors.  But, the  judge in our case, a plea from a Japanese company, required that the company send a representative.  The judge was notorious for having hearings faster than the speed of light, especially something as routine as a corporate change of plea.  But, when the hearing started, the judge had this “Oh No” look on his face when he realized that a translator was going to translate everything the judge said for the corporate representative from Japan.  As  it became clear that the proceeding was going to move along at a snail’s pace, the judge began to say to the translator “You don’t have to translate that.”  “He doesn’t need to know that….”  I imagined myself  being that corporate representative from Japan and not knowing what was going on and perhaps wondering if something had gone awry and I was going to jail.  Fortunately, everything went according to plan.  The plea was accepted, the fine was imposed, and the corporate representative had an uneventful, though bewildering,  glimpse of the US legal system.

Thanks for reading.

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Comments

  1. Gerald A. Connell says

    June 21, 2016 at 2:36 pm

    Judges can be quirky. Some years ago my client, the inside general counsel of the company, armed with the appropriate approvals from the board of directors, appeared to enter a guilty plea in the Eastern District of Virginia (Norfolk).

    He was a graduate of two well know US schools with an AB and an LLB, something I had noted for the Court when I introduce him. The Judge opened the proceeding by asking him if he spoke and understood English. I was hoping that he would look bewildered and confused, but he just said ‘yes’.

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The US Supreme Court has called cartels "the supreme evil of antitrust." Price fixing and bid rigging may not be all that evil as far as supreme evils go, but an individual can get 10 years in jail and corporations can be fined hundreds of millions of dollars. This blog will provide news, insight and analysis of the world of cartels based on the many years my colleagues and I have as former feds with the Antitrust Division, USDOJ.

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